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LMHPOLITICS · ECONOMIC POLICY
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Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Order Approving a Proposed Rule Change To Amend the FINRA Rule 6700 Series (Trade Reporting and Compliance Engine) (TRACE) To Expand the Scope of the Non-Member Affiliate-Principal Transaction Indicator to Also Include Member Affiliates

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Records
5,000
Last changed
Update schedule
31 13 * * * UTC
Coverage
04/16/2026–08/31/2026
Method
Methodology
Title
Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Order Approving a Proposed Rule Change To Amend the FINRA Rule 6700 Series (Trade Reporting and Compliance Engine) (TRACE) To Expand the Scope of the Non-Member Affiliate-Principal Transaction Indicator to Also Include Member Affiliates
Record Date
07/29/2026
Event Classification
regulatory-event
Age Or Deadline Days
32.04
Public Significance Score
67.961